Appearance
NS-CMIC, 1260H and Entity List
CCMC refers to Communist Chinese Military Companies.
NS-CMIC refers to Non-SDN Chinese Military-Industrial Complex Companies.
NDAA refers to National Defense Authorization Act
NS-CMIC vs 1260H(NDAA)
| Aspect | CCMC(NS-CMIC) | Section 1260H(NDAA) | Entity List |
|---|---|---|---|
| Issuer | EO 13959 on November 12,2020 by Donald Trump EO 14032 on June 03,2021 by Joe Biden (New) | Section 1260H of NDAA for 2021 | Supplement No. 4 to Part 744 of the EAR |
| Enforcement | Department of the Treasury's Office of Foreign Assets Control (OFAC) | U.S. Department of Defense (DoD) | U.S. Department of Commerce's Bureau of Industry and Security (BIS) |
EO 14032
Section 1.
(a) The following activities by a United States person are prohibited: the purchase or sale of any publicly traded securities, or any publicly traded securities that are derivative of such securities or are designed to provide investment exposure to such securities, of any person listed in the Annex to this order or of any person determined by the Secretary of the Treasury, in consultation with the Secretary of State, and, as the Secretary of the Treasury deems appropriate, the Secretary of Defense:
- (i) to operate or have operated in the defense and related materiel sector or the surveillance technology sector of the economy of the PRC; or
- (ii) to own or control, or to be owned or controlled by, directly or indirectly, a person who operates or has operated in any sector described in subsection (a)(i) of this section, or a person who is listed in the Annex to this order or who has otherwise been determined to be subject to the prohibitions in subsection (a) of this section.
(b) The prohibitions in subsection (a) of this section shall take effect:
- (i) beginning at 12:01 a.m. eastern daylight time on August 2, 2021, with respect to any person listed in the Annex to this order; or
- (ii) beginning at 12:01 a.m. eastern daylight time on the date that is 60 days after the date of the determination in subsection (a) of this section with respect to any person not listed in the Annex to this order.
(c) The purchase or sale of publicly traded securities described in subsection (a) of this section made solely to effect the divestment, in whole or in part, of such securities by a United States person is permitted prior to:
- (i) 12:01 a.m. eastern daylight time on June 3, 2022, with respect to any person listed in the Annex to this order; or
- (ii) 12:01 a.m. eastern daylight time on the date that is 365 days after the date of the determination in subsection (a) of this section with respect to any person not listed in the Annex to this order.
Section 1260H(NDAA)
SEC. 1260H. PUBLIC REPORTING OF CHINESE MILITARY COMPANIES OPERATING IN THE UNITED STATES.
(a) DETERMINATION.—The Secretary of Defense shall identify each entity the Secretary determines, based on the most recent information available, is operating directly or indirectly in the United States or any of its territories and possessions, that is a Chinese military company.
(b) REPORTING AND PUBLICATION.—
- (1) ANNUAL REPORT.—Not later than April 15, 2021, and annually thereafter until December 31, 2030, the Secretary shall submit to the Committees on Armed Services of the Senate and the House of Representatives a list of each entity identified pursuant to subsection (a) to be a Chinese military company, in classified and unclassified forms, and shall include in such submission, as applicable, an explanation of any entities deleted from such list with respect to a prior list.
- (2) CONCURRENT PUBLICATION.—Concurrent with the submission of each list described in paragraph (1), the Secretary shall publish the unclassified portion of such list in the Federal Register.
- (3) ONGOING REVISIONS.—The Secretary shall make additions or deletions to the most recent list submitted under paragraph (1) on an ongoing basis based on the latest information available.
(c) CONSULTATION.—The Secretary may consult with the head of any appropriate Federal department or agency in making the determinations described in subsection (a) and shall transmit a copy of each list submitted under subsection (b)(1) to the heads of each appropriate Federal department and agency.
(d) DEFINITIONS.—In this section:
- (1) CHINESE MILITARY COMPANY.—The term ‘‘Chinese military company’’—
- (A) does not include natural persons; and
- (B) means an entity that is—
- (i)
- (I) directly or indirectly owned, controlled, or beneficially owned by, or in an official or unofficial capacity acting as an agent of or on behalf of, the People’s Liberation Army or any other organization subordinate to the Central Military Commission of the Chinese Communist Party; or
- (II) identified as a military-civil fusion contributor to the Chinese defense industrial base; and
- (ii) engaged in providing commercial services, manufacturing, producing, or exporting.
- (i)
- (2) MILITARY-CIVIL FUSION CONTRIBUTOR.—The term ‘‘military-civil fusion contributor’’ includes any of the following:
- (A) Entities knowingly receiving assistance from the Government of China or the Chinese Communist Party through science and technology efforts initiated under the Chinese military industrial planning apparatus.
- (B) Entities affiliated with the Chinese Ministry of Industry and Information Technology, including research partnerships and projects.
- (C) Entities receiving assistance, operational direction or policy guidance from the State Administration for Science, Technology and Industry for National Defense.
- (D) Any entities or subsidiaries defined as a ‘‘defense enterprise’’ by the State Council of the People’s Republic of China.
- (E) Entities residing in or affiliated with a militarycivil fusion enterprise zone or receiving assistance from the Government of China through such enterprise zone.
- (F) Entities awarded with receipt of military production licenses by the Government of China, such as a Weapons and Equipment Research and Production Unit Classified Qualification Permit, Weapons and Equipment Research and Production Certificate, Weapons and Equipment Quality Management System Certificate, or Equipment Manufacturing Unit Qualification.
- (G) Entities that advertise on national, provincial, and non-governmental military equipment procurement platforms in the People’s Republic of China.
- (H) Any other entities the Secretary determines is appropriate.
- (3) PEOPLE’S LIBERATION ARMY.—The term ‘‘People’s Liberation Army’’ means the land, naval, and air military services, the People’s Armed Police, the Strategic Support Force, the Rocket Force, and any other related security element within the Government of China or the Chinese Communist Party that the Secretary determines is appropriate.
Entity List
The Export Administration Regulations (EAR) contain a list of names of certain foreign persons – including businesses, research institutions, government and private organizations, individuals, and other types of legal persons – that are subject to specific license requirements for the export, reexport and/or transfer (in-country) of specified items.
These persons comprise the Entity List, which is found in Supplement No. 4 to Part 744 of the EAR.
On an individual basis, the persons on the Entity List are subject to licensing requirements and policies supplemental to those found elsewhere in the EAR.
NS-CMIC List
Non-SDN CHINESE MILITARY-INDUSTRIAL COMPLEX COMPANIES List (NS-CMIC List)
Consequences 1.
Chinese Military Companies(CMC) Change List
2025-01-07 Designation of Chinese Military Companies
- 360 Security Technology Inc. (Qihoo 360)
- Aerospace CH UAV Co., Ltd (CH UAV)
- Autel Robotics Co., Ltd.
- Aviation Industry Corporation of China Ltd. (AVIC)
- AVIC Aerospace Systems Co., Ltd.
- AVIC Airborne Systems Co., Ltd. (formerly China Avionics Systems Co., Ltd.)
- AVIC Asset Management Corporation Ltd.
- AVIC Aviation High-Technology Company Limited (AVIC Aviation Hi-Tech)
- AVIC Electromechanical Systems Co. Ltd.
- AVIC Heavy Machinery Company Limited (AVIC Heavy Machinery)
- AVIC JONHON Optronic Technology Co., Ltd. (AVIC Jonhon)
- AVIC Shenyang Aircraft Company Limited (AVIC Shenyang)
- AVIC Xi’an Aircraft Industry Group Company Ltd. (AVIC Xi’an)
- Changhe Aircraft Industries (Group) Co., Ltd.
- Jiangxi Hongdu Aviation Industry Co., Ltd. (Hongdu Aviation)
- Shenyang Aircraft Design Institute
- Xi’an Aircraft Industry Group Co., Ltd.
- Zhonghang Electronic Measuring Instruments Company Limited (ZEMIC)
- Baicells Technologies Co., Ltd.
- Beijing Zhidao Chuangyu Information Technology Co., Ltd. (Knownsec)
- BGI Group
- BGI Genomics Co., Ltd. (BGI)
- Forensic Genomics International (FGI)
- MGI Tech Co., Ltd. (MGI)
- ChangXin Memory Technologies, Inc. (CXMT)
- Chengdu JOUAV Automation Tech Co., Ltd. (JOUAV)
- Chengdu M&S Electronics Technology Co., Ltd. (M&S Electronics)
- China Aerospace Science and Industry Corporation Limited (CASIC)
- Addsino Co., Ltd.
- Aerospace Precision Products Co., Ltd.
- Aerosun Corporation (Aerosun)
- Aisino Corporation
- China Aerospace Automotive Co., Ltd.
- China Cargo Airlines Co., Ltd.
- China Communications Construction Group (Limited) (CCCG)
- China Airport Construction Group Corporation
- China Communications Construction Company Limited (CCCC)
- China Communications Constructions USA, Inc.
- China Traffic Construction USA, Inc.
- John Holland Group Pty Ltd.
- John Holland Services Pty Ltd.
- China Construction Technology Co., Ltd. (CCTC)
- China COSCO SHIPPING Corporation Limited (COSCO SHIPPING)
- COSCO SHIPPING (North America) Inc.
- COSCO SHIPPING Finance Co., Ltd.
- China Electronics Corporation (CEC)
- China International Information Services Ltd.
- China Electronics Technology Group Corporation (CETC)
- Anhui Sun Create Electronics Co., Ltd.
- Cheng Du Westone Information Industry Co., Ltd.
- GLARUN Technology Co., Ltd.
- Guangzhou GCI Science & Technology Co., Ltd.
- Hangzhou Hikvision Digital Technology Co., Ltd. (Hikvision)
- Phoenix Optics Company Limited
- Shanghai East China Computer Co., Ltd.
- Taiji Computer Co., Ltd.
- *hina General Nuclear Power Corporation (CGN)
- *hina International Marine Containers (Group) Co., Ltd. (CIMC)
- *hina Mobile Communications Group Co., Ltd. (China Mobile Comm)
- China Mobile Limited (China Mobile)
- China National Chemical Corporation Ltd. (ChemChina)
- China National Chemical Engineering Group Corporation (CNCEC)
- China National Chemical Engineering Co., Ltd.
- China National Nuclear Corporation (CNNC)
- China National Offshore Oil Corporation (CNOOC)
- CNOOC China Limited (CNOOC China Ltd.)
- CNOOC International Trading Co., Ltd. (CNOOC International Trading)
- China North Industries Group Corporation Limited (Norinco Group)
- Harbin First Machinery Group Ltd.
- Inner Mongolia First Machinery Group Co., Ltd. (Inner Mongolia)
- China Shipbuilding Trading Co., Ltd. (CSTC)
- China South Industries Group Corporation (CSGC)
- Costar Group Co., Ltd. (Costar)
- Heilongjiang Northern Tools Co., Ltd.
- China SpaceSat Co., Ltd. (China SpaceSat)
- Oriental Blue Sky Titanium Technology Co., Ltd.
- Xi’an Aerospace Tianhua Data Technology Co., Ltd.
- China State Construction Engineering Corporation Limited (CSCEC)
- China Construction America, Inc.
- China State Shipbuilding Corporation Limited (CSSC)
- China Telecom Group Co., Ltd. (China Telecom)
- China Telecom Corporation Limited
- China Three Gorges Corporation (CTG)
- China United Network Communications Group Co., Ltd. (China Unicom)
- China Unicom (BVI) Co., Ltd.
- China Unicom (Hong Kong) Limited (China Unicom HK)
- China Unicom Group (BVI) Co., Ltd.
- China United Network Communications Co., Ltd.
- CloudWalk Technology Co., Ltd. (CloudWalk)
- Commercial Aircraft Corporation of China Limited (COMAC)
- Beijing Aeronautical Science & Technology Research Institute (Beijing Research Center)
- COMAC America Corporation (CAC)
- Shanghai Aircraft Manufacturing Co., Ltd. (Assembly Manufacturing Center)
- Contemporary Amperex Technology Co., Ltd. (CATL)
- CRRC Corporation Limited (CRRC)
- CSSC Offshore & Marine Engineering (Group) Company Limited (COMEC)
- Guangzhou Wenchong Shipyard Co., Ltd.
- Huacheng (Tianjin) Ship Leasing Co., Ltd.
- Dawning Information Industry Co., Ltd. (Sugon)
- Global Tone Communication Technology Co., Ltd. (GTCOM)
- GTCOM Technology Corporation (GTCOM-US)
- Guizhou Aviation Technical Development Co., Ltd. (Guizhou Aviation Tech)
- Huawei Investment & Holding Co., Ltd. (Huawei Holding)
- Huawei Technologies Co., Ltd. (Huawei)
- Inspur Group Co., Ltd. (Inspur)
- NetPosa Technologies, Ltd. (NetPosa)
- Origincell Technology Co., Ltd.
- Quectel Wireless Solutions Co., Ltd.
- SDIC Intelligence (Xiamen) Information Co., Ltd.
- Xiamen Meiya Zhongmin Electronic Technology Co., Ltd.
- Semiconductor Manufacturing International Corporation (SMIC)
- Better Way Enterprises Limited
- China IC Capital Co., Ltd.
- Magnificent Tower Limited
- Semiconductor Manufacturing International (Beijing) Corporation (SMIC Beijing)
- Semiconductor Manufacturing International (Shenzhen) Corporation (SMIC Shenzhen)
- Semiconductor Manufacturing International (Tianjin) Corporation (SMIC Tianjin]
- Semiconductor Manufacturing North China (Beijing) Corporation
- Semiconductor Manufacturing South China Corporation (SMIC South China)
- SilTech Semiconductor Corporation
- SMIC Holdings Limited (SMIC Holdings)
- SMIC Semiconductor Manufacturing (Shanghai) Co., Ltd (SMIC Shanghai)
- SMIC, Americas
- SenseTime Group, Inc.
- Shanghai Yitu Network Technology Co., Ltd. (Yitu)
- Shenzhen DJI Innovation Technology Co., Ltd. (DJI)
- Shenzhen Dajiang Baiwang Technology Co., Ltd.
- Sinotrans & CSC Holdings Co., Ltd.
- Tencent Holdings Limited
- Wuhan Geosun Navigation Technology Co., Ltd. (Geosun)
- Yangtze Memory Technologies Co., Ltd. (YMTC)
- Zhejiang Dahua Technology Co., Ltd. (Dahua)
- Chengdu Dahua Wisdom Information Technology Co., Ltd.
The following previously listed entities should be removed from the most recent Section 1260H List announced on January 31, 2024:
- Beijing Megvii Technology Co., Ltd. (Megvii)
- China Marine Information Electronics Company Limited (China Marine Info Elec)
- China Railway Construction Corporation Limited (CRCC)
- China State Construction Group Co.
- China Telecommunications Corporation
- ShenZhen Consys Science & Technology Co., Ltd. (Consys)